Thomas J. McGonigle - Lawyer in Washington, DC

Mr. McGonigle focuses his practice on securities and investment regulation. His clients include broker/dealers, investment advisers, public companies, banks and individuals. He has experience in matters involving equity, fixed income, and derivative trading, broker/dealer and investment adviser compliance system design and review, fiduciary investment issues, regulatory registration issues, transactional disclosure issues, regulatory enforcement and grand jury representation, and litigation in federal and state courts, administrative proceedings, disciplinary hearings and arbitrations.